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Overconfident investors trade too much, damaging their returns. But heartened by their brokers’ applause, they courageously carry on.

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What’s in your portfolio ?

"Watched a discussion between John Rekenthaler and William Bernstein recently in which both agreed that the very simple three asset portfolio of U.S. stock index, international stock index, US bond index should have a fourth asset for retirees: TIPS."
- Michael1
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Lessons Learned Along the Way

"Dan, after years of recruiting and interviewing, formal education was never my top screening metric. I was always more interested in the informal skills people picked up in the school of life — if those showed up on a CV and were even tangentially relevant to the role, they usually earned an interview. I never moved further than a bachelors degree myself, but I've always believed that beyond critical thinking and clear communication, most practical knowledge is learned on the job anyway."
- Mark Crothers
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How do you prepare for the long term care cost as retiree?

"I have filled out all the forms (POST, POLST, advanced directives and talked with my daughters. Hoping to minimize medical missteps. But In Switzerland anyone may choose death if they are mentally competent. Even without a medical condition. The hardest decision is being willing to say it's time! Only time will tell if I can follow through if I get a dementia diagnosis. This book was excellent for outlining the process of making that decision. "In Love: A Memoir of Love and Loss""
- Glenna Rhodes
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The Price of a Cool Pillow

"Indeed! A "cool" winter in Key West delivered those three weeks without the units humming away. Rather a different story right now!"
- Chris Rush
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Billy’s Certificate – 1937

"The Chicago and Northwestern was three blocks from my house. My grandfather took it to work every day in the Loop. And yes, the freights that lulled me to sleep in the 1960s still roll."
- Mike Gaynes
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TSP G Fund as the only Fixed Income Investment

"Thanks Eddie. Fortunately I only use the TSP for the G Fund and keep my equities elsewhere so the “pro rata” distribution restriction won’t pose a problem for me."
- Mark Ukleja
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Still Teaching

"Rick, same understanding here — and I was actually corrected on this exact point in a comment I made here a while back."
- Mark Crothers
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Mourning the World

"Thank you for your writing, Jonathan. I'm hoping that there are unimaginable joys for you now. And that you'll be reunited with all those you love."
- Sharon Pichai
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Four Walls

"That's a great philosophy, Andrew."
- Dan Smith
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What’s in your portfolio ?

"Watched a discussion between John Rekenthaler and William Bernstein recently in which both agreed that the very simple three asset portfolio of U.S. stock index, international stock index, US bond index should have a fourth asset for retirees: TIPS."
- Michael1
Read more »

Lessons Learned Along the Way

"Dan, after years of recruiting and interviewing, formal education was never my top screening metric. I was always more interested in the informal skills people picked up in the school of life — if those showed up on a CV and were even tangentially relevant to the role, they usually earned an interview. I never moved further than a bachelors degree myself, but I've always believed that beyond critical thinking and clear communication, most practical knowledge is learned on the job anyway."
- Mark Crothers
Read more »

How do you prepare for the long term care cost as retiree?

"I have filled out all the forms (POST, POLST, advanced directives and talked with my daughters. Hoping to minimize medical missteps. But In Switzerland anyone may choose death if they are mentally competent. Even without a medical condition. The hardest decision is being willing to say it's time! Only time will tell if I can follow through if I get a dementia diagnosis. This book was excellent for outlining the process of making that decision. "In Love: A Memoir of Love and Loss""
- Glenna Rhodes
Read more »

The Price of a Cool Pillow

"Indeed! A "cool" winter in Key West delivered those three weeks without the units humming away. Rather a different story right now!"
- Chris Rush
Read more »

Billy’s Certificate – 1937

"The Chicago and Northwestern was three blocks from my house. My grandfather took it to work every day in the Loop. And yes, the freights that lulled me to sleep in the 1960s still roll."
- Mike Gaynes
Read more »

TSP G Fund as the only Fixed Income Investment

"Thanks Eddie. Fortunately I only use the TSP for the G Fund and keep my equities elsewhere so the “pro rata” distribution restriction won’t pose a problem for me."
- Mark Ukleja
Read more »

Still Teaching

"Rick, same understanding here — and I was actually corrected on this exact point in a comment I made here a while back."
- Mark Crothers
Read more »

Mourning the World

"Thank you for your writing, Jonathan. I'm hoping that there are unimaginable joys for you now. And that you'll be reunited with all those you love."
- Sharon Pichai
Read more »

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Get Educated

Manifesto

NO. 39: WE SHOULD worry less about dying early in retirement—and more about living longer than we ever imagined. Faced with that risk, we might delay Social Security and buy lifetime income annuities.

Truths

NO. 80: RETIREMENT should be your top priority, ahead of saving for a home or the kids’ college. Why? Retirement costs far more, so you need decades to amass enough, plus you should always fund a 401(k) with an employer match. There also aren’t loans available for retirement, as there are for college and home purchases, except for costly reverse mortgages.

think

SHORT-TERMISM. To have a bright financial future, we need to save diligently and invest for the long haul. Yet often we think only of today, leading us to spend and invest impulsively. What to do? Try waiting a week before acting on major spending and investing decisions, while also visualizing how great it’ll be to achieve our long-term goals.

act

TAKE STOCK of your bonds. Our financial lives are chock-full of bond lookalikes, including our paycheck, Social Security and any defined benefit pension—all paying us regular income now or in the future. Set against this income is a big income drain: our debts. Result: Our finances may be more or less risky than our bond position alone suggests.

Final Book

Manifesto

NO. 39: WE SHOULD worry less about dying early in retirement—and more about living longer than we ever imagined. Faced with that risk, we might delay Social Security and buy lifetime income annuities.

Spotlight: Estate Plan

IRAs in a Trust

When we set up our Trust our lawyer instructed us to change our children as our secondary beneficiaries to our Trust. I was just reading Ed Slott’s The Retirement Savings Time Bomb Ticks LOUDER, and he states that there is no reason to have your trust named as a beneficiary for most people unless you have questions about the recipients responsibility. Also notes that your beneficiaries may have to empty the trust in less than 10 years.

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No Slowing Down

WHO HAS TIME TO die? I never realized death would be so busy.
I thought I had my financial affairs in good order. But in the two months since my cancer diagnosis, I’ve made countless financial tweaks, mostly with a view to making things easier after my death for my wife Elaine and my two children.
Here are just some of the steps I’ve taken:

I took my two checking accounts—my personal account and the business account for HumbleDollar—and made Elaine the joint account holder with rights of survivorship.

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Giving Advice

WHEN STEWART MOTT graduated college in 1961, he received $6 million from his father, an auto industry entrepreneur who was one of the founders of General Motors. On top of the $6 million, a family trust began paying Mott an annual stipend of $850,000.
That allowed Mott to spend his adult life pursuing a variety of eccentric endeavors. He funded research on extrasensory perception. Inside his Manhattan apartment, he built a 10,000-square-foot garden, along with a chicken coop.

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Broken Trust

MORE THAN 40 YEARS ago, I was an agent for the Internal Revenue Service. During training, we learned about auditing individuals, corporations, subchapter S corporations, Schedule C businesses, partnerships and probably a few other areas that I’ve since forgotten. But there was one area we didn’t touch: trusts.
That puzzled me, so I asked the trainer why. His response: “You aren’t smart enough to audit trusts.” He told me that how trusts operate might change drastically based on slight differences in wording.

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Great Ideas from Ed Slott for Estate Planning Using Roth Savings

https://www.morningstar.com/retirement/ed-slott-how-roth-iras-can-help-with-estate-planning?utm_source=eloqua&utm_medium=email&utm_campaign=AdvisorDigest&utm_content=None_62149&utm_id=32158

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Details Matter

FOR THE PAST FOUR years, I’ve been dealing with both a revocable and irrevocable trust that my parents created decades ago. In 2020, I knew little about trusts, and my elderly parents weren’t willing or able to share much information with me. In retrospect, I don’t think they fully understood the details of either trust, instead relying on attorneys and financial advisors.
Since then, I’ve learned a lot about trusts. I’ve come to feel they’re unnecessarily complicated and allow unscrupulous advisors to take advantage of well-intentioned,

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Spotlight: Clements

Check Again

THE TWO-MINUTE CHECKUP is, I like to think, a unique financial tool: It aims to offer feedback across someone's entire financial life based on no more than nine pieces of information. That’s an ambitious goal and—perhaps no surprise—some users have found the calculator wanting. Meet Checkup 2.0. Sanjib Saha, who writes for HumbleDollar when he isn’t busy writing software, and I went through all the comments that the calculator had received and made a host of changes. Let me highlight three of them. First, we tweaked the “financial fitness” feedback. The original feedback compared users’ total savings to their earned income to see whether they were on track to have a big enough portfolio, as of age 65, to generate retirement income equal to half their salary. Some users didn’t take kindly to that feedback. Many folks noted that the Checkup didn’t take into account the pension they were entitled to, while others simply didn’t like being told they were behind when it came to retirement savings. To make the results more palatable, Sanjib and I changed the way they're presented. The idea remains the same: We’re looking at whether folks are on track to have enough retirement income as of age 65. But now, we simply tell folks what percentage of their current earned income they’ll likely have as of age 65, assuming they continue to accumulate retirement savings at the same rate they have in the past. Note that users only receive this feedback if they’re single and still in the workforce or, alternatively, if neither they nor their partner are retired. The second key change: We’ve allowed retirees to input their guaranteed income, such as Social Security, annuity income and pension income. Some users felt the calculator’s feedback was incomplete if this number wasn’t included. [xyz-ihs snippet="Holiday-Donate"]…
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Safety Net: Questions

WANT TO MAKE SURE your family is adequately protected against financial disaster? Try grappling with these 10 questions: What’s the minimum dollar amount you need each month to keep your household running? That’s a useful number to know if you’re forced to slash living costs because, say, you lost your job or you need to cover a large, unexpected medical bill. How would you cope financially if you were out of work for six months? Think about where you would get the money to cover household expenses—and whether you ought to cut living costs, build up your emergency fund and open a home-equity line of credit. If you’re retired, should you bother with a separate emergency fund? The big financial emergency is getting laid off—and that isn’t a risk once you’re retired. Who would suffer financially if you died tomorrow? If you’re single with no children at home, or you’re married to somebody with a healthy income, the answer may be no one. But if you’re the main breadwinner, with a spouse at home and young children, your death could wreak financial havoc—and you may need substantial amounts of life insurance. Do you own the right sort of life insurance? A majority of policies sold are cash-value policies, which involve hefty premiums—and which can crimp your ability to fund superior investment vehicles, such as your employer’s 401(k) plan. A better strategy: Max out your 401(k)—and protect your family with low-cost term insurance. Would your homeowner’s policy pay enough to allow you to rebuild? Rebuilding may prove surprisingly expensive, because your new home would need to meet current building codes. If you required nursing home care, how would you cover the cost? Can you afford to pay out of pocket, should you buy long-term-care insurance, or are you planning to deplete your assets…
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Doing Better

IT'S JANUARY 1—A DAY of great hope. Those New Year’s resolutions to save more still seem achievable. Nobody’s investment results have yet fallen behind the market averages. Market pundits can still fantasize that this year they’ll be proven right. In this spirit of optimism, check out my 16 ways to improve your life in 2016. Below, you’ll also find some thoughts on bond-market risk. 16 Ways to Improve Your Life in 2016 1. Give an unexpected gift. If you give your spouse or children birthday presents, you’re simply checking the box. But if you give them a gift out of the blue, they’ll be thrilled—and, in all likelihood, you too will be happier. Research suggests we get more pleasure from spending on others than spending on ourselves. 2. Lean against the wind. Whenever the broad market declines, train yourself to think less about the dent in your portfolio’s value—and more about the bargains that are now available. Like shoppers who rush to the department store whenever there’s a sale, you should be excited by falling share prices, not fearful. 3. Take the stairs. Or work out for an extra five minutes. Or take a walk after dinner. A marginal increase in the amount you exercise may be the tipping point that helps you shed weight and feel healthier. 4. Talk to your family about money. Of the four great taboo dinner party topics—religion, politics, sex and money—only money remains truly taboo. People are more likely to complain about their sex life than be honest about their portfolio’s lackluster performance. This year, go for truthfulness: Talk to your adult children about end-of-life decisions and how much they might inherit. Have a frank conversation with your spouse about how much you spend and save. Talk to your high school freshman about how…
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Calculated Courage

THE S&P 500 STOCKS are up roughly 100% since March 2020’s market low. I’m 100% clueless about how much longer this remarkable run will last. But I’m 100% confident that, when the next downturn comes, many investors will rush for the exit, fearful that their stock holdings will soon be worth little or nothing. Which brings me to one of the most important investment concepts: intrinsic value. No, intrinsic value isn’t a simple notion and, no, it can’t be calculated with any precision. Still, if we want to be more tenacious investors, I believe we should keep the idea front and center in our investment thinking. Count the cash. How do we calculate intrinsic value? Perhaps the most widely used technique is the dividend discount model. The idea is to figure out how much cash companies will return to shareholders in the years ahead through dividends and stock buybacks, and then calculate the value of that cash in today’s dollars. What about share price gains? Those are effectively captured by the calculation: When we sell a stock, we get the current share price, but we give up any further claim on cash paid out by the company. It might seem quaint to focus on cashflow to shareholders in an era when the S&P 500’s dividend yield is a tiny 1.3%. But the dividend discount model carries with it an important reminder: Almost all companies eventually disappear and, if history is any guide, a majority will deliver negative returns during their lifetime. The implication: Shareholders of many companies will collectively suffer share-price losses, but those losses can be partly or entirely offset—if these companies return cash to their investors before they shuffle off their mortal coil. The fleeting existence of most companies has been discussed by no less than Jeff Bezos, founder of…
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Back to Fundamentals

WHAT DO ALL BEAR markets have in common? By definition, stock prices must fall at least 20%. But often, that’s pretty much where the similarity ends. For instance, ponder the differences between 2020’s one-month, 34% plunge in the S&P 500 and this year’s grinding nine-month descent, which saw the S&P 500 yesterday close 25% below its early January high. The 2020 slump had folks fretting about the economic shutdown and possible deflation, while this year’s big worry is surging inflation amid a 53-year low in unemployment. Indeed, if you factor in this year’s loss to inflation, stock market investors have suffered a hit in 2022 that rivals that of early 2020. As inflation has accelerated in 2022, the yield on the benchmark 10-year Treasury note has jumped from 1.51% at year-end 2021 to 3.81% as of Friday. That’s meant double-digit losses for the broad bond market, leaving even conservative investors licking their wounds. By contrast, in early 2020, Treasurys rallied as stocks plunged, offering some solace to diversified investors. Every bear market is not only different from earlier declines, but also each one feels different—with unique issues that trick us into thinking the problems will snowball and the financial damage will be permanent. Such feelings aren’t surprising: If every bear market seemed similar, we’d all be emotionally prepared and there would be little or no panic. That raises the question: Have we seen any panic this time around? Market soothsayers look for it, saying share prices won’t bottom until we see “capitulation.” I have my doubts about such market “wisdom.” Still, we certainly had days in September when investors appeared to dump stocks indiscriminately, notably Sept. 13, when the Nasdaq Composite fell more than 5%. I find signs of indiscriminate selling encouraging because it means share prices may have become…
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What’s Your Story?

AS SOMEONE WHO HAS marched through life—and made money along the way—by putting one word in front of another, maybe it’s no great surprise that I’m a big fan of writing things down. My challenge to you: Follow the example of the 30 HumbleDollar writers who contributed essays to the book My Money Journey, and devote a few thousand words to detailing your financial journey, including your mistakes, triumphs and the lessons you learned along the way. For some, the writing will come easily, while for others it’ll be a daunting exercise. But either way, I think it’s worth the effort—because it can help us answer three crucial questions. What helped and what hurt our financial progress? Our recollections fade over time and our memories are often unreliable, so answering this question may be harder than it seems. Still, I believe it's instructive to look back and think about who and what influenced our financial journey. We’re talking about factors such as our parents, mentors, luck, health, hard work, skill and thrift. And there are, of course, times when the absence of such things likely set us back. Perhaps we suffered ill-health, or we got unlucky in our choice of employer, or we discovered we didn’t really know what we’re doing. My hunch: Those who have enjoyed a reasonable degree of financial success will find that the key contributors to their wealth weren’t big career breaks or a fabulous investment or two, but rather the prosaic business of collecting an income over three or four decades without too much interruption, and then regularly socking away a healthy chunk of that income. What do we value? An honest assessment of our financial life won’t just offer pointers on what we should or shouldn’t do in the years ahead. It’ll also tell us about…
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