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Several years ago I found a web site that listed fiduciary money managers nationwide and would list ones in your area and if they had been any complaints or they had been in trouble. I think this was a non profit website maybe run by the organisation who licenses them. I am not talking about a website like smart asset that these businesses pay to be listed and then you get bombarded by continuous e-mails afterwards. Any suggestions appreciated.
Could it be along the lines of FINRA’s broker check? Or is it something else you are looking for?
https://brokercheck.finra.org/
Thanks Olin, Maybe I can find the company as listed under the person’s name. I just have to go through all 39 pages to see if one seems familiar. The prior website I found listed them by business names and was a lot shorter list.
Olin, I think this is what I am looking for. Problem is the business isn’t quite what I thought. I am realizing I need to do more research to see what licenses and certifications they hold. I am having trouble doing that on line. Here is the link I found.
https://www.napfa.org/
The sec.gov has some good information individuals and companies. I’ve used this link many times. https://www.sec.gov/enforcement-litigation/litigation-releases